Description
Use for: Procedure design for financial institutions that already have a policy but need transaction-level E&S risk workflows.
Deliverable purpose: Standardize how front office, risk, credit and E&S staff identify, assess, approve, condition and monitor E&S risk.
Framed for a lender or investor reviewer: applicability; exclusion screening; risk categorization; information requests; due diligence depth; escalation triggers; action plans; covenants; approval workflow; monitoring frequency; incident escalation; portfolio review; responsibilities; templates and checklists. Editable Microsoft Word file. Align the risk categorisation, exclusion list, screening steps and reporting to your portfolio and standards.
